Principal/Chief Compliance Officer
Gretchen strives to maintain an efficient workplace that meets or exceeds regulatory standards to ensure the benefit of Legacy’s clients is above all else. She ensures the firm is regulatory compliant, performing market research and review and providing systems support for both clients and advisors. As a Registered Investment Advisor Representative and Insurance Producer, Gretchen has an extensive background in the financial services industry. Prior to joining Legacy, she worked at DST Systems, Inc. for 18 years supporting the software application and regulatory needs of mutual fund companies and broker/dealers. In her spare time, Gretchen enjoys sports activities with her husband and daughter, travel, volunteering and the occasional home improvement project.
Certifications and Licenses: Series 65 License, Life & Health Insurance License
Email Gretchen: firstname.lastname@example.org